Certified Compliance Specialist

Overview
Course Outline
Scheduled Dates

Course Overview

In an increasingly regulated world, organisations must ensure compliance with laws, standards, and internal policies to reduce risk and maintain public trust. This 5-day course will equip professionals with the knowledge, tools, and practical skills to lead and manage compliance programmes across sectors.

Participants will explore global compliance frameworks, regulatory obligations, ethics, risk management, reporting, and auditing practices. The course is ideal for those looking to develop or enhance their career in compliance and earn recognition as a trusted compliance professional.LondonTFE Professional Certificate (LTFE)

At London Training for Excellence, we believe in empowering individuals to push boundaries and achieve their full potential. Our LTFE-Certified courses are designed for those ready to go the extra mile. Participants who complete the course and pass the final assessment on the last day will be awarded our LondonTFE Professional Certificate (LTFE), a testament to their commitment and expertise.

Objective:

By the end of this course, participants will be able to:

Understand the role of compliance in corporate governance and risk management
Interpret and apply laws, regulations, and industry standards
Develop, implement, and monitor compliance frameworks and policies
Conduct compliance audits, investigations, and reporting
Promote ethical culture and ensure training and awareness across the organisation
Liaise effectively with regulators, internal stakeholders, and senior leadership

Course Outline

Day 1: Foundations of Compliance and Regulatory Frameworks

Introduction to compliance and corporate responsibility
Global regulatory standards (e.g. ISO 37301, AML, GDPR, local regulations)
Compliance vs. legal vs. risk management functions
Creating a culture of compliance and ethics

Day 2: Building an Effective Compliance Programme

Developing compliance policies and procedures
Risk assessments and control frameworks
Roles and responsibilities of the compliance officer
Compliance training and awareness strategies

Day 3: Monitoring, Reporting and Investigations

Monitoring techniques and internal controls
Compliance audits and self-assessments
Handling suspected breaches and misconduct
Reporting frameworks and escalation protocols

Day 4: Compliance in Practice – Key Areas

Data privacy, anti-bribery, and anti-money laundering (AML)
Sector-specific compliance (e.g. banking, healthcare, education)
Third-party and vendor compliance
Integrating compliance with business strategy

Day 5: Certification, Accountability and Leadership in Compliance

Evaluating compliance programme effectiveness
Preparing for internal and external audits
Reporting to the board and regulatory bodies
Professional conduct, continuous learning, and certification pathway

Schedule & Fees

3 For 2Offer

Get the most out of group training with our special discount! Register 3 of your participants together on the same course and only pay for 2.

Select Month

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July
October

Location

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London

New

London

$5,300

Duration: 5 Days

date: 14 - 18 Jul 2025

New

London

$5,300

Duration: 5 Days

date: 27 - 31 Oct 2025

Compliance and Legal

Certified Compliance Specialist

Duration:5 Days

date:27 - 31 Oct 2025

London

$5,300

CPD Standards

Employees of professional or formally regulated bodies are generally expected to have CPD accredited training. This type of accreditation ensures that the training is knowledgeable, informed and constantly updated. It ensures our standards as a company are kept high and consistent.

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Why Choose London Training For Excellence?

Reliability

We will never cancel a confirmed booking
Support

We offer around the clock support
Tailored

We customise our courses to suit your personal learning needs
Quality

Our courses are delivered by highly experienced industry experts
Recognition

All our courses are accredited by the CPD Standards Agency

Frequently Asked Questions

How can training courses be used as a company benefit?

Training is hugely beneficial to both yourself and your company. It enables you to employ new technologies, increases your productivity and enables you to be more autonomous. Have a look here at our infographic on the importance of training and development!

How often do you update your course content to ensure relevancy?

Our course content is constantly reviewed and updated to ensure we stay up to date with all the latest trends. After every course is completed we review the feedback and improve the material where necessary.

Do you keep your classroom environment and instructional methodologies current with today’s real-world workplace?

Yes, we focus our training on ‘real-world’ scenarios and our trainers are all highly experienced and skilled in their relevant fields.

Are your courses eligible for professional certification?

Yes, we offer certification with all our courses, every course is entitled to CPD (Continuous Professional Development) hours which you can put towards your professional portfolio.

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